Compliance Of Financial Crime& Professional at KKR

About KKR

KKR is a leading global investment firm specializing in alternative asset management, capital markets, and insurance solutions. The firm focuses on generating attractive returns through disciplined investment strategies, world-class talent, and strong portfolio support. KKR operates globally, with its Gurugram office providing multifunctional business services that drive efficiency and transformation aligned with KKR’s culture of teamwork and innovation.

Job Role: Financial Crime Compliance (FCC) Specialist

Location: Gurugram

Eligibility

3–4 years of experience in Financial Crime Compliance within private equity, investment banking, asset management, or insurance.
Strong knowledge of AML, sanctions, fraud, anti-bribery and corruption (ABC), tax evasion, and regulatory frameworks like FATF/OFAC.
Experience using screening and risk platforms such as Quantifind, Factiva, World-Check, LexisNexis, Dow Jones Risk & Compliance.
Familiarity with fund structures, private placements, Separately Managed Accounts (SMAs), and due diligence for high-net-worth investors.
Understanding of KYC regulations relevant to Luxembourg, Cayman Islands, and/or US jurisdictions.
Knowledge of fraud risks in insurance and annuity products is advantageous.
High attention to detail, integrity, strong analytical skills, and ability to manage multiple tasks.
Proactive, team-oriented, and capable of working independently.

Key Responsibilities

A. Meetings & PPM Approvals

Review external meetings and documents to ensure client classification and suitability checks, identifying financial crime risks.
Assess Private Placement Memorandums (PPMs) for compliance.
Screen participants and jurisdictions against sanctions and adverse media lists.
Collaborate with regional FCC and business teams on risk escalations.
Maintain audit-ready documentation and timely task completion.
Assist with policy and control framework updates.

B. Investor KYC – Transfers & SMAs

Conduct KYC and due diligence on investors for fund transfers and SMA onboarding.
Analyze ownership, source of wealth/funds, and jurisdictional risks.
Coordinate with Legal, Business, and Operations teams to ensure smooth processes.
Support periodic and event-driven KYC reviews.
Help improve processes and documentation with global FCC teams.

C. Fraud Monitoring & Investigations

Investigate suspected fraud related to insurance policies and annuity contracts.
Analyze transaction data for suspicious activities.
Work with internal teams and external administrators for data collection.
Document findings and contribute to process enhancements.
Advise on fraud prevention.

D. Other Duties

Support metrics preparation, management information reporting, and process reviews.
Perform enhanced due diligence and high-risk client screenings.
Keep updated on FCC regulations, assess impacts, and recommend improvements.
Prepare clear due diligence reports with actionable insights.
Identify and implement efficiency improvements.